Carolie Smith, Vice President

Carolie Smith joined SNW Asset Management in August 2007, bringing with her more than 35 years of experience in fixed-income markets.  She will focus on new business development and will retain her existing investment advisory relationships.  Ms. Smith began in sales and underwriting at Blyth Eastman Dillon and then spent 12 years with SNW Asset Management’s parent company, Seattle Northwest Securities Corp.  At SNW her responsibilities included institutional sales, underwriting, and public finance analytics. After leaving SNW, Ms. Smith worked for two years at R.W. Smith & Associates, Inc., developing and expanding regional coverage, then went on to found her own company, Smith Mitchell Investment Group, Inc., a national investment-banking firm. Ms. Smith built the business from a start-up to a seven-office firm, with revenues exceeding $7 million annually. In 1996, she sold the company to a Wall Street firm. Ms. Smith has also served as Executive Vice President, Fixed Income Sales and Trading for RW Smith Fixed Income, a division of Duncan Williams, Inc.   Ms. Smith is a graduate of Pacific Lutheran University where her studies included a year at the University of Oslo in Norway.  She has been an instructor for the MBA programs at Pacific Lutheran University and Seattle University.  Ms. Smith holds Series 7, 24, 53, and 63 licenses.

Contact Carolie at csmith@snwsc.com.